Higher levels of wealth can mean more
opportunities to invest — in your family,
your community, and
your legacy.
Explore premier investing services
With Citigold Private Client's premier investing services, you can access a
collection of investment opportunities, products, services, resources, and
insights. Citi has extensive investment reach across global markets, while also
providing opportunities for
individualized customization.
Alternative investments
Whether you're looking to round out your investment portfolio, enhance
return potential, or mitigate risks, you have access to more than 100
alternative investment products through Citi Personal Wealth Management (CPWM).
CPWM offers multiple unique and exclusive private equity and private real estate
investment opportunities each year.
If hedge funds are a better fit for your investing needs, CPWM offers access to
a number of top-tier fund managers employing numerous investment strategies.
The majority of the Citi Private Bank offerings are exclusive to Citi clients,
and Citi clients can receive earlier allocations.
These are complex investments and not suitable for all investors.
Charitable planning
To help you support causes you care about, Citi’s charitable planning strategies
provide avenues to integrate your philanthropic goals into your overall investment
approach.
CPWM has partnered with American Endowment Foundation (AEF),
the largest independent Donor Advised Fund in the U.S.
AEF’s Donor Advised Fund is a charitable investment account that
provides simple, flexible, and efficient ways to manage charitable giving.
AEF has the capacity to receive simple assets such as cash and publicly
traded securities, as well as privately held stock, real estate, life insurance,
and interests in LPs and LLCs, providing additional flexibility for donors.
Donations to AEF continue to be managed by your Wealth Advisor through
Multi-Asset Class Solutions, BlackRock Model, Franklin Models or
Separately Managed Accounts, allowing greater convenience.
AEF is not affiliated with Citi.
High-net-worth advisory
Citi’s capabilities for high-net-worth clients include specialty products and
best-in-class investment resources.
Citigold Private Client customers have access to a unique approach that
integrates professional Separately Managed Account (SMA) managers and can
include hedge fund portfolios.
For even more customization in unique cases, your dedicated Wealth team
can liaise with specialists to create genuinely customized
advisory strategies.
Citi offers a breadth of Separately Managed Account strategies through
its advisory platform.
Institutional Client Group capabilities
The strength of Citi’s Institutional Client Group’s (ICG) underwriting,
distribution capabilities, sales, and trading spans asset classes and
currencies as well as sectors and industries — covering a vast array of
products including:
Customized Structured Products
Customized notes created specifically around certain sectors or positions for
clients.
Tailored Bond Solutions
The high-net-worth bond proposal tool incorporates positions at Citi and outside
holdings to show duration, exposure, and credit of all bond holdings.
The high-net-worth report allows the advisor and client to manage income, their
positions coming due, and their risk exposure.
Unique service opportunities
Your Wealth Advisor has access to Citi’s Institutional Client Group
(ICG), another channel for them to discuss customized investment strategies.
Professional investment guidance
Your Citigold Private Client Wealth team can help you develop an investment
strategy customized to fit your needs while helping you leverage financial
opportunities. Backed by the global resources of Citi, your Wealth team can
work with you to build a portfolio that covers multiple asset classes and
investment opportunities across the globe.
Your team can also combine your investment strategy into a
comprehensive financial plan
with considerations such as protection strategies, current and longer-term needs,
and advanced estate planning.
With Citigold Private Client's Premier Investing Services, you can access a
collection of investment opportunities, products, services, resources, and
insights. Citi has extensive investment reach across global markets, while also
providing opportunities for
individualized customization.
Explore investing
Alternative investments
Charitable planning
High-net-worth advisory
Institutional
Client Group capabilities
Professional
investment guidance
World-Class Investment Capabilities
Investment Choices
Fees & Pricing
Gain access to a full spectrum of investment capabilities from Citi Personal
Wealth Management with the guidance of a Wealth Advisor and an entrée to
digital investments tools at
your fingertips.
A global investment platform
Citi Personal Wealth Management’s robust, global platform, provides you with
more choices and flexibility in your portfolio.
Rigorously vetted traditional and alternative managers
Citi conducts extensive, intensive and ongoing manager screening, performance
analysis, and monitoring so you can make informed investment decisions.
Syndicate transactions
Citi is a U.S. market leader in new debt and equity origination. As a result,
Citi can often provide clients with access to new-issue investments that may
not otherwise be available.
Citi® Research
Citi Research gives you access to valuable financial research, including daily
insights from analysts in 28 countries and proprietary reports and analysis,
all in one place.
Capital markets
Citi’s strength in both equity and debt origination may allow access to initial
public offerings/follow-ons and corporate/bond offerings.
Citi Personal Wealth Management offers a range of investment and insurance
products and services that can help you work toward your financial goals.
These products include individual stocks, fixed income and mutual funds,
as well as more sophisticated offerings like alternative investments and
structured products.
Alternative investments
Citi Personal Wealth Management offers a wide range of alternative
investment strategies, including hedge funds, private equity and
private real estate funds. We employ a rigorous and unbiased approach
to manager selection that pursues thematic investment opportunities
taking into account current market conditions.
Annuities
Through Citi, you have access to annuity products including immediate,
deferred-income, buffer, indexed, variable and fixed annuities.
Education savings
Your Wealth Advisor can help you develop a financial plan that includes
education and college savings strategies.
Exchange-traded mutual funds (ETFs) and mutual funds.
Access a robust platform of 150 plus asset managers, vetted and approved by
our Alternatives and Investment Manager Solutions and Due Diligence teams.
Your Wealth Advisor can implement investment strategies for you through more
than 1,500 domestic mutual funds, 450 offshore mutual funds and 1,000 ETFs.3
Insurance
You have access to a wide range of insurance products and annuities through
Citi’s partnerships with 18 leading insurance carriers.
Managed accounts
Citi’s variety of managed account types are backed by the resources and
knowledge of Citi Personal Wealth Management.
Margin accounts
Citi provides access to margin lending as well as portfolio lines of
credit for specific borrowing needs.
Municipal bonds
Citi Municipal Securities has a team of experienced traders and salespeople
located in the U.S. who facilitate liquidity and provide perspective on the
market.
Mutual funds
Citi’s partnership with more than 70 mutual fund companies means you have
access to a broad range of mutual fund choices.
Retirement savings (IRAs)
You can choose to invest in Traditional or Roth IRAs.
Securities-based borrowing4
A securities-based line of credit can help meet liquidity cash needs by
unlocking the value of your investments without selling them.
Small business products and services
Citi can help small businesses meet their financial needs through cash
management, business retirement plans, insurance needs, and succession
planning guidance.
Stocks (equities) and options
Choose from a variety of equities and options, including U.S. domestic,
international, emerging markets and non-U.S. dollar investments and you can
make no-fee online equity trades.
Taxable bonds (fixed income)
Choose from U.S. Treasury and agency securities, investment grade corporate
bonds, high-yield corporates, mortgage-backed securities, preferred
securities, municipal bonds, international bonds, and emerging market debt.
Trusts and estate planning
Your Wealth Advisor can work with your tax and legal professionals to develop
an estate plan to help leave the legacy you want for your beneficiaries and
make sure your wishes are carried out.
Equity and ETF pricing
The following represents the equity and ETF commission schedule for Listed
and NMS/Over the Counter stocks, rights and warrants.
ETFs Online/Mobile
$0
Equities Online/Mobile
$0
Service Center
$65
Wealth Advisor Assisted
Greater of 1.00% of
Total Principal or $65
Option pricing
The following represents the option commission schedule.
Online/Mobile
$2.95 + $0.75/Per Contract
Service Center
$65
Wealth Advisor Assisted
$65 + $0.75/Per Contract
Equity block trading capabilities for transactions with a minimum of 10,000
shares may be available. To learn more about this capability including the
circumstances when it can be used and pricing, please speak to your Wealth
Advisor.
Other investments like fixed income are subject to separate transaction
fees. Contact your Wealth Advisor for more information about foreign security
pricing.5
The terms, fees and conditions of accounts, products, programs and services
are subject to change. Additional fees may apply.
Service Center pricing and Wealth Advisor Assisted pricing do not apply to
Citi Self Invest accounts.
Annual account fees
The following represents the option commission schedule.
Non-Retirement Investment Account
$0
Individual Retirement Account6
$0
Corporate Retirement Plan7
$0
A wealth of knowledge at your fingertips
Citigold Private Client customers have access to perspectives backed by
extensive market knowledge and intellectual capital. Citi’s Chief
Investment Office top investment strategists provide timely insights on
the economy and the markets through monthly Market Snapshots and client
communications, webcasts, and events.
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Securities-based borrowing1
A securities-based line of credit can help meet liquidity cash needs by
unlocking the value of your investments without selling them. This type of
borrowing may be easier to obtain and more flexible than other choices. Some of
the advantages of securities-based borrowing include:
Access to cash when you need it, potentially avoiding capital gains taxes from
selling securities2
Typically, lower rates than other forms of credit
No set-up, non-use, or cancellation fees
Ability to borrow between 50% to 95% of your eligible assets, depending on the
collateral and type of credit you receive
These lines of credit can be used for many purposes. Common uses include:
Home renovations
Real estate purchases
Expenses such as taxes
Boat, car, or other luxury purchases
Business opportunities
Borrowing against securities may not be suitable for everyone. If the value of
the securities should decline below a minimum level, you may be subject to a
collateral call without specific advance notice, requiring you to deposit
additional cash or securities. If you cannot do so, all or a portion of your
collateral could be liquidated, and a potentially taxable event could result.
You are not entitled to choose which securities are sold or any extension of
time to meet a collateral call. A concentrated portfolio holding a single or a
few securities may be subject to greater risk of a collateral call than a
diversified portfolio; a diversified portfolio will tend to be less subject to
a sharp decline resulting from the negative performance of a single security.
Availability, qualifications, and other restrictions may vary by state. Ask
your Financial Advisor for details.
You can use a non-purpose securities-based line of credit for any purpose except
to purchase, carry, or trade securities; refinance or repay margin loans; or
repay any other loan used for securities purchases. A margin account is the
only securities-based line of credit you may use to purchase securities.